General commitment

This firm is committed to eliminating discrimination and promoting equality and diversity in its own policies, practices and procedures and in those areas in which it has influence.

This applies to the firm’s professional dealings with staff and partners, other solicitors, barristers, clients and third parties.

The firm intends to treat everyone equally and with same attention, courtesy and respect regardless of their race or racial group (including colour, nationality and ethnic or national origin), sex (including marital status, gender reassignment, pregnancy, maternity and paternity), sexual orientation (including civil partnership status), religion or belief, age or disability.

Regulation and legislation

In developing and implementing its equality and diversity policy, the firm is committed to complying with the SRA Standards and Regulations and with all current and any future anti-discrimination legislation and associated codes of practice.

The following are the kinds of discrimination, which are against the firm’s policy:

• Direct discrimination, where a person is treated less favourably on the grounds of race or racial group (including colour, nationality and ethnic or national origin), sex (including marital status, gender reassignment, pregnancy, maternity and paternity), sexual orientation (including civil partnership status), religion or belief, age or disability.
• Indirect discrimination, where a provision, criterion, practice, requirement or condition (as appropriate) which is applied to everyone, has the effect of placing at a disadvantage a particular person, or group of people, by reason of: race or racial group (including colour, nationality and ethnic or national origin), sex (including marital status, gender reassignment, pregnancy, maternity and paternity), sexual orientation (including civil partnership status), religion or belief, age or disability; and it cannot be shown that to apply that provision, criterion, practice, requirement or condition in that way is a proportionate means for achieving a legitimate aim.
• Victimisation, where someone is treated less favourably than others because he or she has taken action against the firm under one of the relevant Acts.
• Harassment, when unwanted conduct related to any of the grounds referred to above takes place with the purpose or effect of violating the dignity of a person and of creating an intimidating, hostile, degrading, humiliating or offensive environment. Harassment may involve physical acts or verbal and non-verbal communications and gestures. This will include physical, verbal and non-verbal acts. Harassment can also occur where it has the defined effect upon the victim, notwithstanding the harasser’s intention – it is the effect which the harassment has upon the victim that is important.

General Statement

As an employer, the firm will treat all employees and job applicants equally and fairly and not discriminate unjustifiably against them. This will, for example, include arrangements for recruitment and selection, terms and conditions of employment, access to training opportunities, access to promotion and transfers, grievance and disciplinary processes, demotions, selection for redundancies, dress code, references, bonus schemes, work allocation and any other employment related activities.

Recruitment and Selection

This firm recognises the benefits of having a diverse workforce and will take steps to ensure that:

• it endeavours to recruit from the widest pool of qualified candidates possible;
• employment opportunities are open and accessible to all on the basis of their individual qualities and personal merit;
• where appropriate, positive action measures are taken to attract applications from all sections of society and especially from those groups which are underrepresented in the workforce;
• selection criteria and processes do not discriminate unjustifiably on the grounds of race or racial group (including colour, nationality and ethnic or national origin), sex (including marital status, gender reassignment, pregnancy, maternity and paternity), sexual orientation (including civil partnership status), religion or belief; age or disability, other than in those instances where the firm is exercising permitted positive action;
• wherever appropriate and necessary, lawful exemptions (genuine occupational requirements) will be used to recruit suitable staff to meet the special needs of particular groups;
• all recruitment agencies acting for the firm are aware of its requirement not to discriminate and to act accordingly.

Conditions of Service

The firm will treat all employees equally and create a working environment which is free from discrimination and harassment and which respects, where appropriate, the diverse backgrounds and beliefs of employees.

Terms and conditions of service for employees will comply with antidiscrimination legislation. The provision of benefits such as working hours, maternity and other leave arrangements, performance appraisal systems, dress code, bonus schemes and any other conditions of employment will not discriminate against any employee on the grounds of their gender; marital status; race; racial group; colour; ethnic or national origin; nationality; religion or belief; or sexual orientation; or unreasonably on the grounds of their disability.

Where appropriate and necessary, the firm will endeavour to provide appropriate facilities and conditions of service which take into account the specific needs of employees which arise from their ethnic or cultural background, gender, responsibilities as carers, disability, religion or belief; or sexual orientation.

Promotion and Career Development

Promotion within the firm (including to partners) will be made without reference to any of the forbidden grounds and will be based solely on merit.

The selection criteria and processes for recruitment and promotion will be kept under review to ensure that there is no unjustifiably discriminatory impact on any particular group. Whilst positive action measures may be taken in accordance with the relevant anti-discrimination legislation to encourage underrepresented groups to apply for promotion opportunities, recruitment or promotion to all jobs will be based solely on merit.

All employees will have equal access to training and other career development opportunities appropriate to their experience and abilities. However, the firm will take appropriate positive action measures (as permitted by the anti-discrimination legislation) to provide special training and support for groups which are underrepresented in the workforce and encourage them to take up training and career development opportunities.

Arrangements and procedures for selecting partners, their terms and conditions of partnership, access to benefits, facilities or services and termination arrangements will be reviewed and amended where necessary to prevent discrimination on any of the forbidden grounds.

Maternity rights available to partners shall be no less favourable that those required by legislation for employees.

Barristers

Barristers should be instructed on the basis of their skills, experience and ability. The firm will not, on any of the forbidden grounds, avoid briefing a barrister and will not request barristers’ clerks to do so.

Clients’ requests for a named barrister should be complied with, subject to the firm’s duty to discuss with the client the suitability of the barrister and to advise appropriately.

The firm will discuss with the client any request by the client that only a barrister who is not disabled or who is of a particular gender; marital status; race; racial group; colour; ethnic or national origin; nationality; religion or belief; or sexual orientation be instructed. In the absence of a valid reason for this request, which must be within the exemptions permitted by the anti-discrimination legislation, the firm will endeavour to persuade the client to modify their instructions in so far as they are given on discriminatory grounds. Should the client refuse to modify such instructions, the firm will cease to act.

Suppliers

All lists of approved suppliers and databases of contractors, agents and other third parties who, or which, are regarded as suitable to be instructed by those within the firm have been compiled only on the basis of the ability of those persons or organisations to undertake work of a particular type and contain no discriminatory exclusion, restriction or preference.

The firm is generally free to decide whether to accept instructions from any particular client, but any refusal to act will not be based upon any of the forbidden grounds.

The firm will take steps to meet the different needs of particular clients arising from its obligations under the anti-discrimination legislation (such as the acts previously mentioned including Rule 6 of the Solicitors Code – Equality and diversity July 2007).

In addition, where necessary and where it is permitted by the relevant antidiscrimination legislation (for example, provisions relating to positive action or exemptions), the firm will seek to provide services which meet the specific needs and requests arising from clients’ ethnic or cultural background, gender, responsibilities as carers, disability, religion or belief, sexual orientation or other relevant factors.

This firm is committed to promoting equality and diversity in the firm as well as in those areas in which it has influence.

Employees and partners will be informed of this antidiscrimination policy and will be provided with equality and diversity training appropriate to their needs and responsibilities.

This firm will monitor, evaluate and update procedures and policies at a minimum annually and will inform employees, partners, members, directors, managers, clients and third parties of any updates and changes in policy relevant to themselves. All staff members will be asked to review and confirm an understanding of and commitment to the firm’s antidiscrimination policy annually and completion of this action will be logged accordingly.

All those who act on the firm’s behalf will be informed of this antidiscrimination policy and will be expected to pay due regard to it when conducting business on the firm’s behalf.

In all its dealings, including those with suppliers, contractors and recruitment agencies, the firm will seek to promote the principles of equality and diversity.

The firm will make every effort to reflect its commitment to equality and diversity in its marketing and communication activities.

Training Plan

Simon Cutting, Managing Partner, has overall responsibility for ensuring that all staff members including new staff members have access to and are made aware of the firms Equality and Diversity Policy statement and their commitment to it and is also responsible for ensuring that relevant training is delivered.

All Dunn and Baker employees and Partners will be provided with:

• A copy of the firms Equality and Diversity Policy statement and will be informed of any amendments or updates to the policy thereafter.
• Compliance training, which amongst a wide range of topics includes Equality and Diversity training and is tailored to suit this firms specific requirements. This will be delivered by a third party training provider or in-house.
• Equality and Diversity specific training which will be delivered by a third party training provider or in house.
• Updates to the above training will be provided as and when required e.g. at point of change to the policy, legal requirements etc.

N.B. All training provided will be recorded on the individual staff members training record.

Communications Plan

Dunn and Baker have policies and procedures in place to promote and raise awareness of policies and procedures for ensuring that our services are accessible for a diverse range of clients. Our communications plan describes these policies and procedures, who is responsible for them and how they are accessible to the public. Dunn and Baker Partners and employees are provided with a copy of the Communications Plan and relevant training, where appropriate, to ensure that the plan is effectively implemented.

Responsibility

Ultimate responsibility for implementing the policy rests with the partners of the Firm. Simon Cutting is the senior person within the Firm who is responsible for the operation of the policy.

All employees and partners of the firm are expected to pay due regard to the provisions of its anti-discrimination policy and are responsible for ensuring compliance with it when undertaking their jobs or representing the firm.

Acts of discrimination or harassment on any of the forbidden grounds by employees or partners of the firm will result in disciplinary action. Failure to comply with this policy will be treated in a similar fashion. The policy applies to all who are employed in the firm and to all partners.

Acts of discrimination or harassment on any of the forbidden grounds by those acting on behalf of the firm will lead to appropriate action including termination of services where appropriate.

Complaints of Discrimination

The firm will treat seriously, and will take action where appropriate concerning, all complaints of discrimination or harassment on any of the forbidden grounds made by employees, partners, clients, barristers or other third parties.

All complaints will be investigated in accordance with the firm’s grievance or complaints procedure and the complainant will be informed of the outcome.

Monitoring and Review

The policy will be monitored and reviewed in a manner proportionate to the size and nature of the firm on a regular basis (and in any event at least annually) to measure its progress and judge its effectiveness. In particular, the firm will, as appropriate, monitor and record:

• The gender and ethnic composition of the workforce and partners as well as the number of disabled staff, [partners]/[members]/[directors] at different levels of the organisation
• The ethnicity, gender and disability of all applicants, short-listed applicants and successful applicants for jobs and training contract
• The ethnicity, gender and disability of all applicants for promotion (including to partnership, to the role of a member of a limited liability partnership or director of a recognised body) and training opportunities and details of whether they were successful.
• Where it is possible to do so, and where doing so will not cause offence or discomfort to those whom it is intended to protect, the sexual orientation and religion or belief of all partners and staff will be monitored so as to ensure that they are not being discriminated against in terms of the opportunities or benefits available to them. Firms should, however, be aware that partners and staff may not choose to disclose their sexual orientation or religion or belief and that care should be taken to avoid inadvertent discrimination in such cases.
• The number and outcome of complaints of discrimination made by staff, partners, barristers, clients and other third parties.
• The disciplinary action (if any) taken against employees by race, gender and disability.

This information will be used to review the progress and impact of the Anti-Discrimination policy. Any changes required will be made and implemented.